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ICI Viewpoints

The SEC’s Liquidity Proposal Is Arbitrary and Harmful to Investors

January 12, 2024—Open-end long-term mutual funds (“funds”) have a long history of successfully...
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Comment Letter

Supplemental Comment Letter on 2022 SEC Proposal’s Effect on Funds Holding Bank Loans

On December 22, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...
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Comment Letter

Supplemental Comment Letter on SEC’s 2022 Liquidity, Swing Pricing, and Hard Close Proposal

The Investment Company Institute and ICI Southwest are writing to express our joint concerns with...
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Comment Letter

ICI Global Comment Letter on IOSCO Liquidity Management Tool Guidance

On September 2, 2023, ICI Global provided comments on the International Organization of Securities...
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Comment Letter

ICI Global Comment Letter on Proposed Revisions to the FSB’s 2017 Policy Recommendations

On September 2, 2023, ICI Global filed comments with the Financial Stability Board (FSB) and the...
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Comment Letter

ICI Comment Letter on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

ICI submitted a comment letter to the SEC's on their proposal for liquidity, swing pricing, hard...
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News Release

ICI: Mandatory Swing Pricing Would Harm Millions of American Investors

The SEC’s liquidity, swing pricing, and hard close proposal would seriously harm the more than 100...
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Comment Letter

IDC Comment Letter on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

The Independent Directors Council submitted this comment letter to the SEC on their proposal to...
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News Release

ICI Applauds SEC Action to Amend Liquidity Disclosures and Propose a New Rule for Exchange-Traded Fu...

ICI Applauds SEC Action to Amend Liquidity Disclosures and Propose a New Rule for Exchange-Traded...