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News Release

ICI President Issues Statement on SEC's Adoption of Measure Aimed at Abusive Trading, March 2005

ICI President Issues Statement on SEC’s Adoption of Measure Aimed at Abusive Trading Washington, DC...
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News Release

ICI Supports SEC Proposed Trade-Through Rule, January 2005

ICI Supports SEC Proposed Trade-Through Rule Uniform Trade-Through Rule Would Benefit Investors...
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Comment Letter

ICI's Comments to MSRB, SEC on 529 Plan Ad Rules (pdf)

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Comment Letter

ICI's Comments to SEC on 529 Plan Ad Rules, January 2005

January 19, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth...
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Comment Letter

ICI's Comments to MSRB on 529 Plan Ad Rules, January 2005

January 19, 2005 Ernesto A. Lanza, Esquire Senior Associate General Counsel Municipal Securities...
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Comment Letter

ICI Comments on NASD Proposal to Prohibit Directed Brokerage Practices (pdf)

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Comment Letter

Comment Letter on MSRB Non-Cash Compensation Proposal, July 2004

July 22, 2004 Ernesto A. Lanza, Esquire Senior Associate General Counsel Municipal Securities...
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Comment Letter

ICI Comments on Proposed Investment Adviser Codes of Ethics (pdf)

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Comment Letter

ICI Comments on New Chief Compliance Officer Rule (pdf)