Comment Letter
ICI Submits Comment Letter Requesting a Delay to the March 1 Variation Margin Compliance Date (pdf)
Comment Letter
ICI Comment Letter on SEC Business Continuity and Transition Planning Proposal for Advisers (pdf)
White Paper
The Evolution of the Financial Intermediary Controls and Compliance Assessment (pdf)
Comment Letter
IDC/ICI File Comment Letter on PCAOB Proposed Changes to the Auditor's Report (pdf)
Comment Letter
ICI Comment Letter on FINRA’s Proposed Amendments to Communications with the Public Rules (pdf)
Video
Focus on Funds: SEC Has Ambitious Agenda for Funds
U.S. Securities and Exchange Commission Chair Mary Jo White laid out a list of SEC priorities in her...
News Release
ICI Releases Updated Framework for Oversight of Fund Industry Intermediaries
The Investment Company Institute (ICI) has released an update to the Financial Intermediary Controls...