Resources

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Paper

Financial Services Regulatory Reform: Discussion and Recommendations (pdf)

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Comment Letter

Institute President's Submission to SEC Chairman Schapiro

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Comment Letter

Institute Comments On FINRA Proposed Self-Reporting Rule (pdf)

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Comment Letter

ICI Comment Letter on SEC's ETF Rule Proposal (pdf)

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White Paper

Chief Risk Officers in the Mutual Fund Industry: Who Are They and What Is Their Role Within the Orga...

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Comment Letter

ICI Comment Letter on the European Commission's Third Consultation on Shareholders' Voting Rights (p...

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Comment Letter

ICI Comment Letter on Rule 12b-1 (pdf)

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Comment Letter

Comment Letter on Economic Papers Relating to Fund Governance (pdf)

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Comment Letter

ICI Comment Letter on Proposed Canadian Soft Dollar Regulations (pdf)