Resources

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Comment Letter

ICI Comment Letter on FINRA Proposal Relating to Deferred Variable Annuities (pdf)

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Comment Letter

Institute Submission to Treasury Regarding Review of the Regulatory Structure Associated with Financ...

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Speech

ICI President and CEO Delivers Opening Remarks at Securities Markets Conference

2007 Equity, Fixed Income, and Derivatives Markets Conference Paul Schott Stevens President & CEO...
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News Release

ICI Endorses Broader Shareholder Access to Proxy, September 2007

ICI Endorses Broader Shareholder Access to Proxy Changes Will Benefit Long-Term, Committed Investors...
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News Release

ICI Welcomes SEC Chairman Cox's Call for Congressional Review of Soft Dollars, May 2007

ICI Welcomes SEC Chairman Cox’s Call for Congressional Review of Soft Dollars Washington, DC, May 31...
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Comment Letter

ICI Comment Letter on SEC Proposal to Require Issuers to Make Proxy Materials Available on the Inter...

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Speech

When You Come to a Fork in the Road, Take It: Improving Financial Regulation in America

ICI President’s Remarks at the Mutual Funds and Investment Management Conference When You Come to a...
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Comment Letter

Institute Comment Letter on SEC Proposal to Implement the Credit Rating Agency Reform Act (pdf)

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Paper

A Review of the SEC Office of Economic Analysis Board Independence Studies (pdf)