Comment Letters 12b-1 Fees20212022401(k)401(k) Plan Asset Allocation401(k) Plans403(b) Plans529 PlansAccounting and AuditAdvertisingAdvisory Contract ApprovalAlternative Investment FundsAnti-Money LaunderingAntitrustArtificial Intelligence (AI)AsiaAsia ESGAudit CommitteesAustraliaBank RegulationBCPBoard Leadership and CompositionBond FundsBond Mutual FundsBrightScope/ICI DC Plan ProfileBroker-Dealer IssuesBusiness ContinuityCanadaCapital Markets UnionChinaClearance and SettlementClosed-End FundsCommoditiesCommodity Futures Trading Commission (CFTC)Common Ownership TheoryCompensation/RemunerationComplex AssetsComplianceConsistent ParticipationCorporate BondsCorporate GovernanceCoverdell Education Savings AccountsCOVID-19CPO/CTACross-Border IssuesCyberCybersecurityDefined Contribution Plan ParticipantsDefined Contribution PlansDepartment of LaborDerivativesDigital AssetsDirectors and Fund GovernanceDisclosureDistributionDiversity and InclusionDiversity, Equity, and InclusionDiversity, Equity, and Inclusion ESGE-DeliveryEBRI/ICI 401(k) Investor DatabaseEmployee Retirement Income Security Act (ERISA)Equity FundsEquity InvestingESGEuropean CommissionEuropean UnionEuropean Union ESGEvent VideoEventsExchange-Traded Funds (ETFs)Explainer VideoFact BookFATCAFederal ReserveFees and ExpensesFiduciary IssuesFinancial MarketsFinancial Services LegislationFinancial Services Regulatory ReformFinancial StabilityFinancial TechnologyFinancial Transaction TaxFixed Income SecuritiesFixed-Income FundsFocus on FundsFraud PreventionFund Accounting & Financial ReportingFund Board Self-AssessmentsFund DisclosureFund GovernanceFund IndemnificationFund OperationsFund OwnershipFund RegulationFundamentals for Newer DirectorsGlobalGlobal ESGGMMGovernment AffairsHong KongHouseholds Saving for CollegeICI Education FoundationICI GlobalICI Global Research PerspectiveICI InnovateICI NewsICI PACICI Research PerspectiveICI Statistical Classification DefinitionsIDCIdentity TheftIndex FundsIndiaIndustry and Investor Statistics by StateIndustry ResearchInformation SecurityInstitutional Mutual Fund ShareholderIntermediary OversightInternal Revenue Service (IRS)InternationalInternational CompetitivenessInternational Tax IssuesInvestment AdvisersInvestment Company Act of 1940Investment EducationInvestment Management ConferenceInvestor ResearchInvestorsIRA Investor DatabaseIRAsIrelandJapanLeadership SummitLegal Entity IdentifierLiability ProtectionLiquidityLitigation and EnforcementLong-Term Mutual Fund Asset CompositionLong-Term Mutual FundsLost Property and EscheatmentMarket VolatilityMiFID, EMIR, AIFMD, UCITS VMinute with ICIMoney Market Fund AssetsMoney Market Fund Portfolio DataMoney Market FundsMonthly Mutual Fund Complex AssetsMortgage-Backed SecuritiesMunicipal BondsMunicipal SecuritiesMutual FundMutual FundsMutual Funds 100Open-End FundsOperations and TechnologyOversightPensionPolicy ResearchPortfolio OversightPortfolio SecuritiesPredictive Data AnalyticsPrivacyProxy VotingQuarterly Mutual Fund DistributionsRecordkeepingRed Flag RulesRegulated FundsRegulatory ActivitiesRegulatory AgenciesResearch FundamentalsRetail Investment Strategy (RIS)Retirement LegislationRetirement Plan ParticipationRetirement PlansRetirement PolicyRetirement ResearchRisk ManagementRisk OversightRoth IRARussiaSavingsSecurities and Exchange CommissionSecurities LendingService ProvidersShareholderShareholders' Use of InformationState IssuesState-Run Retirement PlansStats - XLSSustainabilitySwing PricingSwitzerlandSystemic RiskT+1Target Date FundsTax and Accounting ConferenceTax IncentivesTax Information ReportingTax LegislationTax ReformTaxesTech SummitTechnologyTradingTrading and Markets (International)Trading and Markets (US)Traditional IRATransfer AgencyTreasury DepartmentTrends Data FilesTrends in Mutual Fund InvestingUCITSUnit Investment Trusts (UITs)United KingdomUnited StatesUnited States ESGUS Households' Views on Retirement SavingsUS Taxation of Mutual Funds and ShareholdersValuationVariable Insurance ProductsVideo InterviewsWeekly Estimated Flow ReportsWorldwide Release Sort by DateA-ZZ-A More Comment Letter ICI Comment Letter on SEC Treasury Clearing Proposal On December 23, ICI filed a comment letter with the Securities and Exchange Commission on its... More More Comment Letter ICI Comment Letter on FSB’s Consultative Document on Achieving Greater Convergence in Cyber Incident... ICI's response to the Financial Stability Board's (FSB) consultative document on Achieving Greater... More More Comment Letter ICI Letter to Treasury and IRS on Inflation Reduction Act and Non-RIC Funds ICI submitted this letter asking the Treasury Department and the Internal Revenue Service (IRS) to... More More Comment Letter ICI Follow-Up Letter to SEC on Rule 15c2-11 and Rule 144A Debt Securities On October 25, ICI submitted the attached follow-up letter to SEC Chair Gary Gensler on the... More More Comment Letter ICI Comment Letter on Proposed Amendment to Prohibited Transaction Class Exemption 84-14 On October 11, 2022, the Institute sent the attached comment letter to the Department of Labor (DOL)... More More Comment Letter ICI Supplemental Comment Letter on the SEC’s 2020 Disclosure Proposal Related to Performance Benchma... Earlier this week, ICI submitted supplemental comments (linked below) on the SEC's 2020 disclosure... More More Comment Letter ICI Comment Letter to CFTC and SEC on CCP Governance and Conflicts of Interest Proposals ICI filed this comment letter with the CFTC on its DCO governance rule proposal and the SEC on its... More More Comment Letter Joint Comment Letter Responding to PRA/FCA Consultation On October 3, ICI co-signed a letter with several associations (the Associations) in response to a... More More Comment Letter ICI Comment Letter on the SEC's Rule 14a-8 Proposal In July 2022, the SEC proposed amendments to Rule 14a-8 (the shareholder proposal rule) by a 3-2... More Load More
More Comment Letter ICI Comment Letter on SEC Treasury Clearing Proposal On December 23, ICI filed a comment letter with the Securities and Exchange Commission on its... More
More Comment Letter ICI Comment Letter on FSB’s Consultative Document on Achieving Greater Convergence in Cyber Incident... ICI's response to the Financial Stability Board's (FSB) consultative document on Achieving Greater... More
More Comment Letter ICI Letter to Treasury and IRS on Inflation Reduction Act and Non-RIC Funds ICI submitted this letter asking the Treasury Department and the Internal Revenue Service (IRS) to... More
More Comment Letter ICI Follow-Up Letter to SEC on Rule 15c2-11 and Rule 144A Debt Securities On October 25, ICI submitted the attached follow-up letter to SEC Chair Gary Gensler on the... More
More Comment Letter ICI Comment Letter on Proposed Amendment to Prohibited Transaction Class Exemption 84-14 On October 11, 2022, the Institute sent the attached comment letter to the Department of Labor (DOL)... More
More Comment Letter ICI Supplemental Comment Letter on the SEC’s 2020 Disclosure Proposal Related to Performance Benchma... Earlier this week, ICI submitted supplemental comments (linked below) on the SEC's 2020 disclosure... More
More Comment Letter ICI Comment Letter to CFTC and SEC on CCP Governance and Conflicts of Interest Proposals ICI filed this comment letter with the CFTC on its DCO governance rule proposal and the SEC on its... More
More Comment Letter Joint Comment Letter Responding to PRA/FCA Consultation On October 3, ICI co-signed a letter with several associations (the Associations) in response to a... More
More Comment Letter ICI Comment Letter on the SEC's Rule 14a-8 Proposal In July 2022, the SEC proposed amendments to Rule 14a-8 (the shareholder proposal rule) by a 3-2... More
ICI Comment Letter on SEC Treasury Clearing Proposal
ICI Comment Letter on FSB’s Consultative Document on Achieving Greater Convergence in Cyber Incident...
ICI Letter to Treasury and IRS on Inflation Reduction Act and Non-RIC Funds
ICI Follow-Up Letter to SEC on Rule 15c2-11 and Rule 144A Debt Securities
ICI Comment Letter on Proposed Amendment to Prohibited Transaction Class Exemption 84-14
ICI Supplemental Comment Letter on the SEC’s 2020 Disclosure Proposal Related to Performance Benchma...
ICI Comment Letter to CFTC and SEC on CCP Governance and Conflicts of Interest Proposals
Joint Comment Letter Responding to PRA/FCA Consultation
ICI Comment Letter on the SEC's Rule 14a-8 Proposal