IDC Webinar: Fund Industry Litigation, SEC Enforcement Activity, and Director Indemnification and Insurance

This webinar provided fund directors with an update on the current litigation and regulatory enforcement environment for fund directors, funds, and fund advisers. The panel also discussed the role of indemnification and insurance in protecting fund directors and their funds.

Highlights

The webinar focused on:

• Current private litigation involving funds, fund advisers, and fund independent directors, including recent trends in Section 36(b) lawsuits
• The SEC’s current approach to enforcement actions
• The nature of financial protections provided by indemnification and D&O/E&O insurance

Featured Speakers

KARRIE McMILLAN, Moderator
Independent Director
Principal Funds

KEITH R. DUTILL
Partner
Stradley Ronon

DANIEL T. STEINER
President
ICI Mutual Insurance Company, RRG

Materials

• Archive recording
• Slides (pdf)

The webinar was closed to the media.