Program
November 28–29, 2023 • Virtual
Program
All times are shown in eastern time.
Tuesday, November 28
11:00–11:30 a.m.
Introductions, Objectives, and Course Overview
11:30 a.m.–12:45 p.m.
Mutual Funds and the Fund Industry
Guiding Principles for Director Oversight
12:45–1:15 p.m.
Break
1:15–1:45 p.m.
Statutory, Regulatory, and General Oversight Responsibilities
Distribution
1:45–3:00 p.m.
The 15(c) Process
3:00–3:30 p.m.
Break
3:30–4:00 p.m.
Guest Speaker: Eric Pan, ICI President & CEO
Wednesday, November 29
11:00–11:05 a.m.
Welcome Back: Level-Setting for the Day
11:05 a.m.–12:35 p.m.
Oversight of Investment Management and Performance
12:35–1:05 p.m.
Break
1:05–1:40 p.m.
Oversight of Valuation and Liquidity
1:40–2:05 p.m.
Oversight of Risk Management
2:05–2:35 p.m.
Break
2:35–3:35 p.m.
Oversight of Compliance
3:35–4:00 p.m.
Wrap-Up Discussion and Conclusion