Technology, Cyber, and BCP
This page provides resources to help ICI members better understand financial services-related technology and related regulatory developments. Materials also address the legal and operational issues that arise during periods of market disruptions, as well as other business continuity challenges. Finally, it offers reference tools and resources to help ICI members address cyber threats and develop sound cybersecurity risk management programs.
Business Continuity
ICI Comment Letter with SEC on Predictive Data Analytics Proposal
On July 26, 2023, the SEC proposed new rules (the "Proposal") that would require broker-dealers and...
Focus on Funds: Funds Adopt Lasting Innovations to Meet Pandemic Challenges
September 25, 2020—The fund industry has adapted after six months of remote work. Some changes may...
Focus on Funds: Global Fund Operations Innovate to Meet Uncertain Times
September 18, 2020—Fund operations have adapted quickly to global pandemic challenges, including...
Information Security
ICI Global Letter to Canadian Government on Proposed Overhaul of Data Privacy Legislation (pdf)
Focus on Funds: Fund Compliance Is an Increasingly Collective, Complicated Responsibility
Focus on Funds Fund Compliance Is an Increasingly Collective, Complicated Responsibility Fund...
Focus on Funds: How the Fund Industry Is Defending Against Cyberattacks
Cyberwarfare is moving more quickly than ever. In the February 8, 2019, edition of Focus on Funds...
Technology
Focus on Funds: ICI Expands Its Service to the Industry’s “Middle Office”
Rapid change in the fund industry means that the operational support provided by what’s known as the...
Top Takeaways from ICI Innovate
February 12, 2024—Despite the stormy weather in San Diego, the speakers and panelists at the first...
ICI President’s Address, 2024 ICI Innovate
Any discussion of tech and finance should start with the most exciting innovation of our time. I’m...