Program
June 24–25, 2021 • Virtual
Note: The individual online course should be completed before you participate in the live group virtual sessions.
Program
Session times are subject to change. Times are shown in eastern time.
Thursday, June 24
11:30 a.m.–12:30 p.m.
Introductions, Objectives, and Course Overview
12:30–1:30 p.m.
Mutual Funds and the Fund Industry
Guiding Principles for Director Oversight
1:30–2:00 p.m.
Break
2:00–2:20 p.m.
Board Statutory, Regulatory, and General Oversight Responsibilities
2:20–3:30 p.m.
The 15(c) Process
3:30–4:00 p.m.
Break
4:00–5:00 p.m.
Wrap-Up Discussion
Friday, June 25
11:00–11:30 a.m.
Welcome Back: Level-Setting for the Day
11:30 a.m.–12:30 p.m.
Oversight of Compliance
12:30–1:00 p.m.
Break
1:00–2:00 p.m.
Oversight of Investment Management and Performance
2:00–2:45 p.m.
Oversight of Fair Valuation and Liquidity
2:45–3:00 p.m.
Break
3:00–4:00 p.m.
Oversight of Risk Management
4:00–4:30 p.m.
Wrap-Up Discussion and Conclusion