Program
January 11–12, 2023 • Virtual
Program
All times are shown in eastern time.
Wednesday, January 11
11:00–11:30 a.m.
Introductions, Objectives, and Course Overview
11:30 a.m.–12:45 p.m.
Mutual Funds and the Fund Industry
Guiding Principles for Director Oversight
Statutory, Regulatory, and General Oversight Responsibilities
12:45–1:15 p.m.
Break
1:15–2:45 p.m.
Distribution
Oversight of Investment Management and Performance
2:45–3:15 p.m.
Break
3:15–3:45 p.m.
Oversight of Fair Valuation and Liquidity
3:45–4:00 p.m.
Wrap-Up Discussion
Thursday, January 12
11:00 a.m.–12:15 p.m.
Welcome Back: Level-Setting for the Day
The 15(c) Process
12:15–12:30 p.m.
Break
12:30–1:45 p.m.
Oversight of Risk Management
Oversight of Compliance
1:45–2:15 p.m.
Break
2:15–3:00 p.m.
Guest Speaker: Eric Pan, ICI President & CEO
3:00–4:00 p.m.
Wrap-Up Discussion and Conclusion